现代制造工程 ›› 2026, Vol. 549 ›› Issue (6): 77-87.doi: 10.16731/j.cnki.1671-3133.2026.06.009

• 车辆工程制造技术 • 上一篇    下一篇

基于FOMIAUKPF-EKF算法的新能源汽车锂离子电池SOC估计方法研究*

盛强1, 寇舒1, 汪园园1, 饶宾期2, 孙健3   

  1. 1 湖州职业技术学院,湖州 313000;
    2 中国计量大学机电工程学院,杭州 310018;
    3 超同步股份有限公司,北京 101500
  • 收稿日期:2026-01-04 出版日期:2026-06-18 发布日期:2026-07-02
  • 作者简介:盛强,副教授,主要研究方向为新能源装备技术及储能电池系统的集成、管理及性能评估。E-mail:shengqiang@huvtc.edu.cn
  • 基金资助:
    *浙江省高层次人才专项支持计划科技创新领军人才项目(201R52056);湖州职业技术学院高层次人才专项课题项目(2024TS03)

Research on SOC estimation method for new energy vehicle lithium-ion batteries based on FOMIAUKPF-EKF algorithm

SHENG Qiang1, KOU Shu1, WANG Yuanyuan1, RAO Binqi2, SUN Jian3   

  1. 1 Huzhou Vocational and Technical College,Huzhou 313000,China;
    2 College of Mechanical and Electrical Engineering,China Jiliang University,Hangzhou 310018,China;
    3 Super Synchronous Servo Co.,Ltd.,Beijing 101500,China
  • Received:2026-01-04 Online:2026-06-18 Published:2026-07-02

摘要: 针对传统粒子滤波(Particle Filter,PF)算法在复杂工况下因粒子退化和模型参数时变导致锂离子电池荷电状态(State of Charge,SOC)估计精度受限的问题,提出了一种基于分数阶多新息自适应无迹卡尔曼粒子滤波-扩展卡尔曼滤波(Fractional Order Multi-Innovation Adaptive Unscented Kalman Particle Filter-Extended Kalman Filter,FOMIAUKPF-EKF)算法的联合估计方法。该方法基于分数阶二阶RC等效电路模型,利用扩展卡尔曼滤波(Extended Kalman Filter,EKF)进行参数在线辨识,以补偿时变影响;引入多新息理论和自适应噪声调整机制改进无迹卡尔曼粒子滤波(Unscented Kalman Particle Filter,UKPF),有效解决了粒子贫化问题并增强了非线性处理能力。高速公路燃油经济性测试(Highway Fuel Economy Test,HWFET)工况和新欧洲驾驶循环(New European Driving Cycle,NEDC)工况下的试验表明,FOMIAUKPF-EKF算法将建模误差降低了15 %~25 %,在20 %初值偏差和3 %采样噪声扰动下仍表现出强鲁棒性,SOC估计平均误差控制在1 %以内,精度与收敛速度均显著优于PF及分数阶无迹卡尔曼粒子滤波(Fractional Order Unscented Kalman Particle Filter,FOUKPF)等对比算法。

关键词: 荷电状态, 粒子滤波, 分数阶建模, 多新息技术, 电池管理装备

Abstract: To address the limitations in lithium-ion battery State of Charge (SOC) estimation accuracy caused by particle degradation and time-varying model parameters in traditional Particle Filter (PF) algorithms under complex operating conditions,a joint estimation method based on the Fractional Order Multi-Innovation Adaptive Unscented Kalman Particle Filter-Extended Kalman Filter (FOMIAUKPF-EKF) algorithm was proposed. This method was based on a fractional-order second-order RC equivalent circuit model,in which Extended Kalman Filter (EKF) was employed for online parameter identification to compensate for time-varying effects. Multi-innovation theory and an adaptive noise adjustment mechanism were introduced to improve the Unscented Kalman Particle Filter (UKPF),effectively addressing particle impoverishment and enhancing nonlinear processing capability. Experiments conducted under Highway Fuel Economy Test (HWFET) and New European Driving Cycle (NEDC) conditions demonstrated that the FOMIAUKPF-EKF algorithm reduced modeling errors by 15 %~25 %,exhibited strong robustness under 20 % initial value deviation and 3 % noise disturbance,maintained the mean SOC estimation error within 1 %,and achieved significantly superior accuracy and convergence speed compared with benchmark algorithms such as PF and Fractional Order Unscented Kalman Particle Filter (FOUKPF).

Key words: State of Charge (SOC), Particle Filter (PF), fractional-order modeling, multi-innovation technique, battery management equipment

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